D. Bret Cummings, CFA, CIPM

CHIEF FINANCIAL AND COMPLIANCE OFFICER

Mr. Cummings has over 25 years of experience managing finance, operations and compliance for investment management firms. Mr. Cummings has previously served in the Chief Financial, Operating and Compliance roles of New York based hedge funds, Healy Circle Capital Management, LLC, Sage Asset Management, LP and Irvine Capital Management Inc.

Mr. Cummings has a BS in Finance from Fairfield University. In addition, as a member of the CFA Institute, he has been a Chartered Financial Analyst since 1999 and has held the Certificate in Investment Performance Measurement since 2017.